ANNE C. CONWAY, District Judge.
This cause comes before the Court for consideration of the following motions and responses:
From 2003 to 2008, InDyne contracted with NASA to "deliver communications and information technology services at NASA's Kennedy Space Center (KSC)." (Doc. No. 1 at ¶ 11). This contract was known as the Kennedy Integrated Communications Services ("KICS") contract. As a part of the KICS contract, InDyne utilized its Program Information Management System ("PIMS"), an umbrella system of modules for a contract environment that functions to allow program management staff and customers to see and use data in areas such as work management, work procurement, logistics, safety, and timesheets. (Lawrence Marcoullier Dep., Doc. No. 86-4 at 36:14-37:4); (Thomas Albert Niemeyer Dep., Doc. No. 86-5 at 49:15-19). Prior to the KICS contract, InDyne had utilized PIMS on at least five government contracts at NASA since 1996. (See Doc. No. 86-3 a p. 4).
InDyne wrote the source code
As stated previously, InDyne relied heavily on PIMS to perform its KICS contract and constantly customized the PIMS modules to conform to the KICS contract as it did with all of its government contracts that employed PIMS. (D. Fuji Nguyen Dep., Doc. No. 86-15 at 112:14-113:12 (noting that there is a version of PIMS V.2 for KICS contract that was result of customization to the contract)). Thus, the PIMS modules were chameleon-like in nature, i.e. were constantly morphing over the years. (Thomas Albert Niemeyer Dep., Doc. No. 86-5 at 54:20-55:3).
Unfortunately, for InDyne, it failed to keep a copy of the PIMS V.2 code as it existed on the date of publication. (Decl. of Duc Fuji Nguyen, Doc. No. 75-1 at ¶ 16). Instead, by the time of its registration in 2008, InDyne only had some version adulterated by years of government contracts and customizations and no clear roadmap
At the end of the KICS contract period, NASA retained Abacus, instead of InDyne, to perform InDyne's previous functions along with additional duties under the new Information Management and Communications Service (IMCS) contract. In July 2008, during the ninety-day transition period between the contracts, NASA requested Abacus to implement an integrated portal management system similar to the one InDyne had used during the KICS contract because an imminent launch was to occur in October 2008 soon after Abacus' contract period was to begin officially. (Jose Rivera Dep., Doc. No. 86-39 at 26:17-31:9); (Richard Petcol Dep., Doc. No. 86-40 at 34:16-35:9 (noting NASA's concern about having a similarly functioning website for a launch in the first month of the contract)). Eventually, the launch was delayed and NASA requested that Abacus make a new webpage, specifically making it compliant with the Americans with Disabilities Act. (Rivera Dep. at 76:21-78:4).
During the ninety-day period when Abacus was attempting to replicate InDyne's website for the fast-approaching launch, Richard Petcol, Abacus' supervisor over the initial website creation, informed others in an email titled "KICS replacement webpage" that an InDyne's transition person, Jerry Reninger
During this mass copying of the directories, Boylan and Reninger
Then, on November 17, 2008, InDyne sent to the United States Copyright Office a Request for Special Handling of its copyright request for PIMS V.2 because the work was "the subject of prospective litigation" and InDyne was "in a dispute with another party concerning unauthorized reproduction and use of the work." (Doc. No. 86-44 at p. 2). As a part of its application, InDyne's Chief Technology Officer, D. Fuji Nguyen, utilized for the first twenty-five pages of code filed with the United States Copyright Office a copy of the KICS PIMS V.2, as it existed at the end of the KICS contract. This copy of the KICS PIMS V.2 was saved to a server for InDyne's new contract at Cape Canaveral Air Force Station. (Nguyen Decl. at ¶ 19).
After registering its copyright, InDyne filed the present action against Abacus for copyright infringement, pursuant to 17 U.S.C. §§ 501 et seq. (Doc. No. 1 at
A court should grant a motion for summary judgment "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R.Civ.P. 56(a). It is the movant who bears the initial burden of "identifying for the district court those portions of the record `which it believes demonstrates the absence of a genuine issue of material fact.'" Cohen v. United Am. Bank of Cent. Fla., 83 F.3d 1347, 1349 (11th Cir. 1996) (quoting Cox v. Adm'r U.S. Steel & Carnegie, 17 F.3d 1386, 1396, modified on other grounds, 30 F.3d 1347 (11th Cir. 1994)). In the case in which the non-movant bears the burden of proof at trial, the movant may carry its initial burden by either negating an essential element of the non-movant's case or by demonstrating the absence of evidence to prove a fact necessary to the non-movant's case. Fitzpatrick v. City of Atlanta, 2 F.3d 1112, 1115-16 (11th Cir.1993) (citation omitted). Once the movant carries its initial burden, the non-movant may avoid summary judgment by demonstrating an issue of material fact. Id. at 1116. If the movant demonstrates the absence of evidence on a material fact for which the non-movant bears the burden of proof, then the non-movant must either show that the record contains evidence that the movant "overlooked or ignored" or "come forward with additional evidence sufficient to withstand a directed verdict motion at trial based on the alleged evidentiary deficiency." Id. at 1116-17 (citation omitted). The non-movant must provide more than a "mere scintilla of evidence" supporting its position, and "there must be enough of a showing that the jury could reasonably find for that party." Walker v. Darby, 911 F.2d 1573, 1577 (11th Cir.1990) (citation omitted).
Further, when analyzing a motion for summary judgment, a court draws all inferences from the evidence in the light most favorable to the non-movant and resolves all reasonable doubt in the non-movant's favor. Porter v. Ray, 461 F.3d 1315, 1320 (11th Cir.2006). Notwithstanding this inference, "[t]here is [still] no genuine issue for trial unless the non-moving party establishes, through the record presented to the court, that it is able to prove evidence sufficient for a jury to return a verdict in its favor." Cohen, 83 F.3d at 1349.
To state a claim for copyright infringement, InDyne must prove: (1) ownership of a valid copyright, and (2) copying of constituent elements of the work that are original. Feist Publ'ns, Inc. v. Rural Tel. Serv. Co., 499 U.S. 340, 361, 111 S.Ct. 1282, 113 L.Ed.2d 358 (1991).
To satisfy the first prong, InDyne must show that the code as a whole is original and that it complied with the applicable statutory formalities. MiTek Holdings, Inc. v. Arce Eng'g Co., 89 F.3d 1548, 1553-54 (11th Cir.1996). Concerning the second prong, the Court must engage in two distinct inquiries. First, the Court must determine whether Abacus, as a factual matter, copied portions of InDyne's PIMS software. Id. at 1554. Second, the Court must determine, as a mixed issue of fact and law, whether the elements of the PIMS software copied are protected expression and "of such importance to the copied work that the appropriation is actionable." Id. (citation omitted).
With respect to the first inquiry, proof of actual copying may be shown by direct evidence or by inferences drawn from indirect evidence demonstrating that Abacus had access to the copyrighted work and that probative similarities exist between the allegedly infringing work and copyrighted work. Id. (citations omitted). Nevertheless, factual proof of copying is merely a single element in satisfying Feist's second prong. See Bateman v. Mnemonics, Inc., 79 F.3d 1532, 1541 (11th Cir.1996).
Importantly, with regards to the second inquiry, copyright infringement only occurs when the defendant copies protected elements of a copyrighted work, those portions satisfying the constitutional requirement of originality. MiTek, 89 F.3d at 1554. Therefore, InDyne must show "that it is able to prove evidence sufficient for a jury to return a verdict in its favor" as to whether the copying was so extensive that the offending and copyrighted works are substantially similar. Id. (citation omitted); Cohen, 83 F.3d at 1349. In other words, "the mere fact that a work is copyrighted does not mean that every element of the work may be protected" because not all copying is actionable. MiTek, 89 F.3d at 1554 (citation omitted); see also 4 Nimmer & Nimmer, Nimmer on Copyright § 13.03[F] ("Infringement is shown by a substantial similarity of protectable expression, not just an overall similarity between the works.").
The Court finds that InDyne is incapable of rebutting Abacus' contention because InDyne has failed to "come forward with additional evidence sufficient to withstand a directed verdict motion at trial based on the alleged evidentiary deficiency." See Fitzpatrick, 2 F.3d at 1116-17. In the present case, the alleged evidentiary deficiency is that InDyne failed to produce a copy of PIMS V.2, as it existed on August 29, 2003, or a copy of PIMS V.1 for comparison purposes. Without these versions of the PIMS software, a jury cannot conduct the necessary substantial similarity test used to determine a copyright infringement. Thus, there is no basis upon which a jury could reasonably find for InDyne. See Walker, 911 F.2d at 1577; see also 4 Nimmer & Nimmer, Nimmer on Copyright § 13.03[F] ("[B]efore evaluating substantial similarity, it is necessary to eliminate from consideration those elements of a program that are not protected by copyright.").
In Bateman, the Eleventh Circuit Court of Appeals adopted the Second Circuit Court of Appeals' Altai test, a three-part test employed to determine the scope of copyright protection that extends to a computer program's nonliteral structure. See Bateman, 79 F.3d at 1542 (citing Computer Assocs. Int'l v. Altai, Inc., 982 F.2d 693 (2d Cir.1992)). Although the Altai test was originally formulated to address nonliteral copying of computer code, the Eleven Circuit has held that "a parallel type of analysis must be undertaken in examining alleged instances of literal copying of computer code or screen displays." Bateman, 79 F.3d at 1542; see Michael D. Scott, Scott on Information Technology Law § 2.51[B][5] (Aspen Publishers Inc.2012) (noting that the Eleventh Circuit in Bateman extended the Altai's nonliteral infringement analysis to literal infringement).
The Altai test involves three stages: the abstraction stage, the filtration stage, and the comparison stage. At the abstraction stage, the court dissects the allegedly copied program's structure and isolates each level of abstraction contained within it. This process begins with the code and ends with an articulation of the program's ultimate function. Computer Assocs. Int'l, Inc. v. Altai, Inc., 982 F.2d 693, 706-07 (2d Cir.1992).
MiTek, 89 F.3d at 1555. Thus, "[t]he purpose of the abstraction portion of the Altai test is to enable courts to separate protectable expression from unprotected ideas." Id.
At the filtration stage, the court, successively at each level of abstraction, separates protectable expression from non-protectable material, considering whether the abstraction was an idea, was required by factors external to the program,
Finally, at the comparison stage, the court focuses on whether the defendant copied any aspect of the protected expression and assesses the copied portion's relative importance with respect to the plaintiff's overall program. Id. at 710. According to the Altai court, after "a court has sifted out all the elements of the allegedly infringed program which are `ideas' or are dictated by efficiency or external factors, or taken from the public domain, there may remain a core protectable expression. In terms of a work's copyright value, this is the golden nugget." Id. at 710 (citation omitted). However, because there is no copy of PIMS V.1 or PIMS V.2 as it existed on its publication date, the golden nugget is so obscured that not even a famed 49er, with herculean effort, could uncover it.
Abacus argues that no substantial similarity test can be performed because InDyne cannot prove what parts of the PIMS V.2 code presented are protectable due to the fact that the August 2003 PIMS V.2 and PIMS V.1 no longer exist. As part of this argument, Abacus relies on the Best Evidence Rule because InDyne cannot
In fact, as previously stated, the PIMS modules were chameleon-like in nature, i.e., were constantly changing over the years. (Niemeyer Dep. at 54:20-55:3). By the time of its registration in 2008, InDyne was left only with a version adulterated by years of government contracts and customizations and with no clear roadmap to decipher what alterations were made and what parties paid for which portions. (D. Fuji Nguyen Dep., Doc. No. 86-15 at 41:10-42:9, 49:21-50:12); (see Expert Rpt. of Jeff C. Parmet, Doc. No. 86-46 (noting how the copyrighted code references KICS over ninety-five times despite its supposed first publication occurring prior to the beginning of KICS contract in 2003)). Moreover, thirty-six percent of the code files of the alleged copyrighted PIMS V.2 produced in discovery have last modified dates later than the publication date. (Expert Rpt. of Jeff Parmet at p. 20). Because InDyne cannot produce PIMS V.1 or the August 2003 PIMS V.2, InDyne is unable to proffer evidence sufficient for a jury to return a verdict in its favor. See Cohen, 83 F.3d at 1349.
InDyne, based on an unpublished Eleventh Circuit opinion, claims that it does not bear the burden of showing what is protectable in order to establish a copyright infringement case but may defeat summary judgment by showing sufficient proof that will allow a jury to do so. (Doc. No. 74 at p. 26); see Crosspointe, LLC v. Integrated Computing, Inc., 199 Fed. Appx. 852 (11th Cir.2006) (per curiam).
Moreover, InDyne ignores the Eleventh Circuit's published opinions when making this argument. In MiTek, the Eleventh Circuit clearly stated that "the ultimate burden is on the copyright holder to prove
Assuming it is InDyne's burden to produce evidence with which to apply the Altai test, InDyne has failed to do so. InDyne makes a veiled attempt at satisfying the abstraction step by claiming, "its copyright extends at least to all of these ColdFusion markup and cascading style sheet files for the PIMSv2 modules located with these directories and subdirectories located on its two copyright CDs, the `literal elements' of its PIMSv2 software." (Doc. No. 74 at pp. 26-27). However, this description fails to separate or even begin to identify which of these ColdFusion files, in their current form, were part of the August 2003 PIMS V.2; which files, if any, were part of PIMS V.1 in some form; and which files, if any, were owned by third parties or government entities. The reason this cannot be done is simple: InDyne no longer has a copy of the August 2003 PIMS V.2 or PIMS V.1. Thus, regardless of who must carry the burden as to the Altai test, due to insufficient evidence in the record, no reasonable juror will be able to conduct the abstraction-filtration test as there is no way of proving the copyrightable code in the absence of any comparable original code. Therefore, no reasonable jury could find in InDyne's favor.
Notwithstanding, InDyne argues that sixty-six percent, or 8,002 of the 12,631, files on the CDs produced during discovery have "File Created" and "Last Written" dates between January 10, 2000 and August 29, 2003, and thus must be part of the copyrighted August 2003 PIMS V.2 because the proffered version of PIMS V.2
According to the Kroll Report, "File Created" "[i]ndicates the date and time a file was initially created. Created can mean actually created, installed, or copied/moved to this media." (Doc. No. 83-4 at p. 4). "Last Written" "[i]ndicates the date and time a files [sic] contents were saved or changed. This date and time would change if you opened a file, changed some information in it and saved the file." (Id.). Therefore, based on these definitions, these files may still be from PIMS V.1 or elsewhere but copied or moved to this new media during the 2000 to 2003 timeframe or were opened and resaved during this same timeframe. Moreover, InDyne recently conceded that "the `File Created' metadata cannot be relied upon to determine when the files were created." (Doc. No. 109 at p. 2). Because there are no copies of PIMS V.1 or the August 2003 PIMS V.2, no reasonable juror could make this determination. There is no way of knowing if these files originated from or were sufficiently different from PIMS V.1 or originated from a prior contract, or were created from scratch
In its final analysis, InDyne relies heavily on Montgomery v. Noga to support its argument that it can prove violation of the copyrighted August 2003 PIMS V.2. Specifically, InDyne argues that allegedly "some 64% of the code on InDyne's copyright CDs [, the CDs produced in discovery,] was created before the August 29, 2003 publication date" and "that PIMSv2 would not operate without this code" and "that all but four of the 12,000 files on the copyright CDs were created or last modified before the November 17, 2008 registration date." (Doc. No. 74 at p. 29). However, the Court has previously addressed this sixty-four percent
In Montgomery, the plaintiff Robert Montgomery was the author of a computer software program enabling users to view pictures on the computer screen. Montgomery,
After the jury found that the defendants infringed Montgomery's copyright, the defendants appealed, arguing that Montgomery's copyright in version 2.9a was invalid because earlier versions of the software were injected into the public domain and that scope of version 2.9a, even if valid, did not extend to protect the then, un-copyrighted derivative version 4.3. Id. at 1288.
Regarding the first argument, the Eleventh Circuit found that although version 1.3 and its predecessors were released into the public domain without containing copyright notices, versions 1.4 through 2.9a were sufficiently original to support a valid copyright in version 2.9a as a derivative work. Id. at 1289-90. In Montgomery, the Eleventh Circuit was able to find that version 2.9a "contained several additions and corrections that were not present in version 1.3" and was able to cite a clear revision history for support. Id. at 1290-91. However, in the case at bar, there is no copy of PIMS V.1 or a clear revision history or even the August 2003 PIMS V.2 from which to compare the alleged differences in the CDs produced during discovery. Unlike the Montgomery court, this Court has no basis to find that the additions and corrections from PIMS V.1 were sufficiently original.
Regarding the second argument, the Eleventh Circuit affirmed the district court's act of permitting Montgomery to prove infringement of the unregistered version 4.3 by showing that the defendants violated the copyrighted version 2.9a because version 4.3 incorporated over seventy percent of the original source code from the registered version 2.9a. Id. at 1292. As well, the court noted that version 4.3 would not function if the code for version 2.9a was removed. Id. (citing the legislative history that stated "under section 106(1), `a copyright work would be infringed by reproducing it in whole or in any substantial part, and by duplicating it exactly or by imitation or simulation' (emphasis added)").
In the present case, InDyne claims that sixty-four percent of the code on the CDs produced during discovery was created on or before the August 29, 2003 publication date and that the PIMS system would not operate without this part of the code. (Doc. No. 74 at p. 29). Therefore, InDyne concludes that even if the copies provided were a derivative of the code existing in 2003, under Montgomery, InDyne still could establish that Abacus infringed the registered code. Id. This conclusion neglects the fact that in Montgomery, the court was presented with the original registered code as of the date of publication and that the plaintiff was able to identify the changes made from earlier unregistered codes. Further, the facts of this case present the reverse scenario. InDyne is attempting to use the code in the CDs produced during discovery of which thirty-six percent, at the very least, is dated after August 2003 to prove the contents of another code, the 2003 PIMS V.2, which no longer exists. All the while,
To support its argument that Montgomery is inapplicable, Abacus also cites a recent First Circuit opinion, Airframe Systems, Inc. v. L-3 Communications Corporation, 658 F.3d 100 (1st Cir.2011). In Airframe Systems, an aircraft maintenance software developer brought a copyright infringement action against a licensee. Id. at 102-03. Although the plaintiff had copyrighted versions of its software, the plaintiff only produced an updated 2009 version of the source code that was not registered and was insufficient to establish the content of the prior source code versions covered by the copyright registrations. Id. at 104. Based on this failure to produce, the defendant argued that the plaintiff could not prove substantial similarity between the source code in the alleged infringing work and the registered source code that was allegedly infringed. The district court agreed, granting the defendant's motion for summary judgment despite the declaration produced by the plaintiff's president and designer that after comparing the alleged infringing work to the 2009 version, the works "shared almost complete identicality" down to misspelled words. Id.
In affirming the lower court, the First Circuit reiterated that the district court concluded that the plaintiff, whose burden it was to prove the allegedly infringed source code in its original form, had failed to produce the relevant source code. Id. at 104, 105. Elaborating further, the First Circuit stated that by
Id. at 107. Therefore, the First Circuit concluded that the plaintiff failed to establish a prima facie case of copyright infringement. Id. at 105; see also id. at 106, 107 (noting that before a "comparison can take place, the plaintiff must necessarily establish the content of the copyrighted work that it contends was infringed" even if there is evidence of direct copying).
Similarly, in the present case, InDyne has failed to present a copyrighted version of the code and cannot prove the contents of the original code because neither PIMS V.1 nor the August 2003 PIMS V.2 exists.
A lingering issue is the Best Evidence Rule, under which "[a]n original is not required and other evidence of the content of a writing, recording, or photograph is admissible if: (a) all the originals are lost or destroyed, and not by the proponent acting in bad faith...." Fed. R.Evid. 1004 (2012). InDyne argues that it has satisfied the Best Evidence Rules with the CDs it produced during discovery because: (1) the CDs were duplicates of the code registered in 2008 as they were copied directly from the same sources as in 2008 or in the alternative, (2) the August 2003 original code was not destroyed in bad faith and thus the CDs, as secondary evidence, may be used to prove the content of the original. (Doc. No. 74 at pp. 21-22); see Fed.R.Evid. 1003 (2012) ("A duplicate is admissible to the same extent as the original unless a genuine question is raised about the original's authenticity or the circumstances
Assuming arguendo that InDyne did not destroy in bad faith the August 2003 PIMS V.2, the CDs produced during discovery still, even if admitted as secondary evidence, do not allow a jury to determine which portions of the CDs are PIMS V.1 or from other sources, which may not even be copyrightable. Moreover, with respect to the duplicate argument, the CDs still include at least four files that were produced or modified after the November 2008 registration date and at least thirty-six percent of the files on the CDs were created or modified after August 2003, raising a question as to the duplicate's accuracy. (See Doc. No. 74 at pp. 22, 29); see also Fed.R.Evid. 1001(e) ("A `duplicate' means a counterpart produced by a mechanical, photographic, chemical, electronic, or other equivalent process or technique that accurately reproduces the original."). This fact alone raises an issue as to whether these files are reliable considering the ability to change them throughout the KICS contract and beyond. As well, Abacus has raised a genuine question as to the authenticity of the original, the August 2003 PIMS V.2, and a fairness question based on the fact that InDyne cannot even prove what parts of the August 2003 code are from PIMS V.1, third parties, or government contracts as no copy of PIMS V.1 exists. See Fed.R.Evid. 1003 (2012).
Abacus argues that InDyne's request for attorney's fees in its Complaint is impermissible because the alleged infringement
In sum, the Court finds that Abacus has identified portions of the record, which demonstrate the absence of a genuine issue of material fact regarding the substantial similarity test component of a copyright infringement claim. See Cohen, 83 F.3d at 1349. Specifically, Abacus has shown that InDyne cannot produce a code sufficient for a substantial similarity comparison, an essential element of InDyne's case. Fitzpatrick, 2 F.3d at 1115-16. As well, the Court has determined that InDyne, as the non-movant bearing the burden at trial, neither has shown that the record contains evidence that Abacus "overlooked or ignored" nor has InDyne "come forward with additional evidence sufficient to withstand a directed verdict motion at trial based on the alleged evidentiary deficiency." Id. at 1116-17. Therefore, the Court holds that InDyne has failed to make "enough of a showing that the jury could reasonably find for" it, even drawing all inferences from the evidence in the light most favorable to InDyne. Walker, 911 F.2d at 1577; Porter, 461 F.3d at 1320.
Therefore, based on the foregoing, it is
As well, Indyne, in its Opposition to Defendants' Copyright Motion for Summary Judgment (Doc. No. 74), requests the Court to strike the March 5, 2012 Declaration of Jeff C. Parmet (Doc. No. 86-58). Because the Court did not rely on this exhibit in its analysis, the Court denies the objection as moot. As well, InDyne argues that the excerpt from the February 14, 2012 revised report of expert Jeff Parmet (Doc. No. 86-46) should be stricken because it was an unattested expert report. (Doc. No. 74 at p. 3). Abacus replied that the excerpts are from the Parmet Report included in Abacus' exhibits 91 and 92 (Doc. No. 88-29 & Doc. No. 88-30), which are properly authenticated. (Doc. No. 89 at p. 4 n. 3). InDyne moved to strike the introduction of these exhibits, which the Court denied. (Doc. Nos. 91 & 100). InDyne did not raise again this argument regarding the exhibits at the hearing. (See Doc. Nos. 100 & 106).